 Client Forms |
- For Our Initial “get acquainted” Meeting
The Confidential New Client Questionnaire is used as our agenda, it makes our initial time together more productive.
This questionnaire should be completed and returned to us prior to our first meeting. You can either can fill this form out on-line and click submit to send it to us directly or click the print button to print and then either mail or fax it to us. Alternatively we can mail you a form to fill out and return. If we are meeting telephonically, please retain a copy for yourself.
Click Here for A New Client Questionnaire
- For College Planning
Click Here for Our College Planning Service
- To Understand Your Tolerance to Financial Risk
As your fiduciary, we feel it is essential that we have a full understanding of your tolerance for financial risk. We ask that clients answer about 12 minutes worth of questions on-line through FinaMetrica, which is a scientifically validated risk assessment survey administered, maintained and scored through an independent third-party.
Although you can purchase this information on your own, we have made special arrangements for both our clients and potential clients to undertake this assessment at no additional charge to you. You are more than welcome to keep the results, even if you choose not to hire us. At our initial meeting we will provide you with the information to log-on to FinaMetrica and you will have your report minutes after you complete the questionnaire.
If you prefer not to do this on-line we can provide you with a paper copy to fill out and return to us by mail or Fax and we will submit your responses to FinaMetrica on your behalf.
- For Financial “Check-Ups”
For clients returning for a financial “check-up,” please let us know what has changed by using the Client Update Form.
Client Update Form (MS Word)
| Account Access |
- through Shareholder Services
- through Schwab Institutional
| About Us |
As a Registered Investment Advisory firm, we are required to provide our clients with Part II of Form ADV as well as Schedule F upon our initial engagement and to offer it to you on an annual basis.
We are also required to share with you our Privacy Statement.
We would also like to share with you an overview of our philosophy about investing and how we prefer to work with you when assessing your financial assets.
| Tools |
Adobe Acrobat Reader 
Microsoft Excel Viewer 
Microsoft Word Viewer 
Microsoft PowerPoint Viewer
With the free Adobe® Reader® software, you can view and print Adobe Portable Document Format (PDF) files. To download this free program, click the link above.
